Professionals

John M. Faust

Shareholder

Washington, D.C.
T: 202.508.3466
F: 202.508.3402

John Faust, a shareholder in Baker Donelson's Washington, D.C., office, helps clients in the financial services industry navigate complex regulatory matters.

Overview

Brigham Young University Law School, J.D., 2001
Brigham Young University, M.B.A., 2001
Brigham Young University, B.A., 1998

District of Columbia, 2003

Portuguese

John Faust is a trusted advisor to investment companies, investment advisers, private funds, broker-dealers, and a wide range of financial services clients on complex regulatory matters.

John counsels clients on the collateral consequences of proceedings involving the U.S. Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Department of Justice (DOJ), state regulators, and other authorities, including navigating and securing waivers from the SEC and the Financial Industry Regulatory Authority (FINRA).

Before entering private practice in 2005, John served as senior counsel in the SEC's Division of Investment Management.

SEC Honorary Law and Policy Reward, Proxy Review Task Force Member (2004)

Co-author – "Purchase and Sales of Mutual Fund Shares," Mutual Funds and Exchange Traded Funds Regulation, 2nd Ed., Practising Law Institute (PLI) (November 2011)

John M. Faust

Overview

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