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2015 SEC Targets and 2016 Labor Law Challenges

Webinar
March 23, 2016
1:00 PM - 2:00 PM
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March 23, 2016
1:00 PM - 2:00 PM

Join us as we review the SEC's 2015 investment adviser actions and discuss how those rulings might impact your firm going forward. We'll also tackle the U.S. Department of Labor's impending changes to overtime rules and the classification of independent contractors, issues that will affect both broker-dealers and investment adviser firms in 2016.

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