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California Consumer Privacy Act Essentials for Broker-Dealer and Investment Advisory Firms


T-Minus One Month. California's Consumer Privacy Act (CCPA) is likely the most sweeping piece of data privacy legislation to date in the United States. The law will impose a robust series of obligations on not only California-based institutions, but on institutions across the country. Complicating compliance efforts, the law continues to evolve despite its implementation date of January 1, 2020.

This webinar will provide broker-dealer and investment advisory firms with the critical information they need to comply with the CCPA, including a discussion of recent amendments, and the implementing regulations recently proposed by the California Attorney General. Join us as we provide a roadmap of CCPA obligations as they relate to broker-dealer and investment advisory firms.

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