Quick Results
Publications

NewsFlash: Baker Donelson Forms Broker-Dealer/Investment Advisor Industry Service Group

Newsletter - Litigation News
Share

Baker Donelson has formed a Broker-Dealer/Investment Advisor Group within our corporate and litigation practice areas to focus on serving the varied needs of this industry. The Firm also will soon launch a compliance hotline service for assistance with our clients’ compliance issues.

Baker Donelson believes bringing together attorneys from our various practice areas that have expertise in this industry will enable us to provide a greater level of service to our broker-dealer and investment advisor client base. Baker Donelson represents a wide range of organizations engaged in providing brokerage, investment banking and investment advisory service, and our practice spans many different areas of this industry, including market regulation, securities enforcement, consulting, private client defense/arbitration, litigation, internal investigations, mergers, acquisitions, and securities offerings.

The Broker-Dealer/Investment Advisor Group is chaired by Baker Donelson shareholders Gary Barnes, Mark Griffin and Jackie Prester.

Email Disclaimer

NOTICE: The mailing of this email is not intended to create, and receipt of it does not constitute an attorney-client relationship. Anything that you send to anyone at our Firm will not be confidential or privileged unless we have agreed to represent you. If you send this email, you confirm that you have read and understand this notice.
Cancel Accept