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Inaugural Memphis NSCP Roundtable

The DOL's Proposed Change to the Definition of "Fiduciary"
July 30, 2015
4:00 PM - 6:00 PM
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Location:

Crescent Club of Memphis
6075 Poplar Ave #909
Memphis, TN 38119

Date/Time:

July 30, 2015
4:00 PM - 6:00 PM

We hope you can join Baker Donelson for the inaugural meeting of the Memphis-area National Society of Compliance Professionals Roundtable. Local NSCP roundtables around the country offer the opportunity for professionals in the securities industry to gather to network and discuss current issues in the legal, regulatory, and compliance world.

Our topic for the July meeting will be the Department of Labor's proposed change to the definition of "fiduciary" under ERISA and the effects these changes could have on retail brokerage, institutional, advisory, and insurance products and services.

If you are unable to attend but are interested in attending future roundtable meetings, please let us know by emailing Laura Ellis at lellis@bakerdonelson.com.

Events Contact

 
Ashley Siskey
T: 615.726.7301
  Email Professional

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